Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations, cash flow term loans, market place lending and bridge transactions. It also makes real estate investments particularly in multi-family residential real estate asset class. The fund makes secured debt, senior debt, senior and secured term loans, unitranche debt, first-lien and second lien, private debt, private equity, mezzanine debt, and equity investments in private and microcap public businesses. It focuses on both primary origination and secondary loans/portfolios and invests in situations like debt financings for private equity sponsors, acquisitions, dividend recapitalizations, growth financings, bridge loans, cash flow term loans, real estate financings/investments. It also focuses on investing in small-sized and medium-sized private companies rather than large public companies. The fund typically invests across all industry sectors, with a particular expertise in the energy and industrial sectors. It invests in aerospace and defense, chemicals, conglomerate services, consumer services, ecological, electronics, financial services, machinery, manufacturing, media, pharmaceuticals, retail, software, specialty minerals, textiles and leather, transportation, oil and gas production, coal production, materials, industrials, consumer discretionary, information technology, utilities, pipeline, storage, power generation and distribution, renewable and clean energy, oilfield services, healthcare, food and beverage, education, business services, and other select sectors. It prefers to invest in the United States and Canada. The fund seeks to invest between $10 million to $500 million per transaction in companies with EBITDA between $5 million and $150 million, sales value between $25 million and $500 million, and enterprise value between $5 million and $1000 million. It fund also co-invests for larger deals. The fund seeks control acquisitions by providing multiple levels of the capital structure. The fund focuses on sole, agented, club, or syndicated deals.
Over the last 12 months, insiders at Prospect Capital Corporation have bought $59.22M and sold $0 worth of Prospect Capital Corporation stock.
On average, over the past 5 years, insiders at Prospect Capital Corporation have bought $40.66M and sold $0 worth of stock each year.
Highest buying activity among insiders over the last 12 months: Barry John F (CHIEF EXECUTIVE OFFICER) — $56.55M. Eliasek M Grier (Chief Operating Officer) — $2.49M. Van Dask Kristin Lea (CFO, TREASURER, SECRETARY, CCO) — $167,333.
The last purchase of 2,000,000 shares for transaction amount of $8.58M was made by Barry John F (CHIEF EXECUTIVE OFFICER) on 2024‑12‑24.
2024-12-24 | CHIEF EXECUTIVE OFFICER | 2M 0.4512% | $4.29 | $8.58M | 0.00% | |||
2024-11-29 | Chief Operating Officer | 210,000 0.0484% | $4.81 | $1.01M | -9.21% | |||
2024-11-27 | Chief Operating Officer | 210,000 0.0488% | $4.79 | $1.01M | -8.32% | |||
2024-11-26 | Chief Operating Officer | 5,000 0.0011% | $4.72 | $23,577 | -7.81% | |||
2024-11-25 | Chief Operating Officer | 5,000 0.0012% | $4.83 | $24,145 | -9.04% | |||
2024-11-22 | CHIEF EXECUTIVE OFFICER | 1M 0.2276% | $4.78 | $4.78M | -9.32% | |||
2024-11-22 | Chief Operating Officer | 5,000 0.0011% | $4.72 | $23,596 | -9.32% | |||
2024-11-21 | CHIEF EXECUTIVE OFFICER | 1M 0.2283% | $4.64 | $4.64M | -5.48% | |||
2024-11-21 | Chief Operating Officer | 5,000 0.0011% | $4.60 | $23,000 | -5.48% | |||
2024-11-20 | CHIEF EXECUTIVE OFFICER | 1M 0.2295% | $4.59 | $4.59M | -3.92% | |||
2024-11-20 | Chief Operating Officer | 5,000 0.0012% | $4.65 | $23,245 | -3.92% | |||
2024-11-19 | CHIEF EXECUTIVE OFFICER | 1M 0.2295% | $4.63 | $4.63M | 0.00% | |||
2024-11-19 | Chief Operating Officer | 5,000 0.0011% | $4.50 | $22,500 | 0.00% | |||
2024-11-18 | CHIEF EXECUTIVE OFFICER | 837,273 0.1903% | $4.47 | $3.74M | +2.57% | |||
2024-11-18 | Chief Operating Officer | 5,000 0.0011% | $4.46 | $22,295 | +2.83% | |||
2024-11-15 | CHIEF EXECUTIVE OFFICER | 205,900 0.0479% | $4.40 | $905,960 | +0.11% | |||
2024-11-15 | Chief Operating Officer | 5,000 0.0012% | $4.38 | $21,900 | +0.11% | |||
2024-11-14 | CHIEF EXECUTIVE OFFICER | 1M 0.2313% | $4.37 | $4.37M | 0.00% | |||
2024-11-14 | Chief Operating Officer | 5,000 0.0011% | $4.33 | $21,635 | 0.00% | |||
2024-11-12 | CFO, TREASURER, SECRETARY, CCO | 15,200 0.0035% | $4.29 | $65,208 | +3.40% |
Barry John F | CHIEF EXECUTIVE OFFICER | 79477549 18.2214% | $4.33 | 186 | 0 | +8.25% |
Eliasek M Grier | Chief Operating Officer | 2131130 0.4886% | $4.33 | 99 | 0 | +12.16% |
Van Dask Kristin Lea | CFO, TREASURER, SECRETARY, CCO | 87246 0.02% | $4.33 | 14 | 0 | <0.0001% |
Stark Eugene S | director | 57500 0.0132% | $4.33 | 42 | 0 | +5.08% |
OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | 575000 0.1318% | $4.33 | 25 | 0 | +7.73% |
Gremp William | director | 30149 0.0069% | $4.33 | 8 | 0 | <0.0001% |
Vastardis William E | CFO and CCO | 11366 0.0026% | $4.33 | 7 | 0 | +8.4% |
Klaussmann Eric Karl | 5900 0.0014% | $4.33 | 4 | 0 | +19.11% | |
Anderson Graham | director | 4500 0.001% | $4.33 | 4 | 0 | +11.92% |
Barry Matthew C. | 4109 0.0009% | $4.33 | 19 | 0 | +4.82% | |
Hull Mark | 3500 0.0008% | $4.33 | 1 | 0 | <0.0001% | |
Basham Michael E | director | 3064 0.0007% | $4.33 | 3 | 0 | +9.14% |
Davidson Robert A | director | 3000 0.0007% | $4.33 | 1 | 0 | <0.0001% |
Everett Robert | 3000 0.0007% | $4.33 | 1 | 0 | <0.0001% | |
Belzer David | 1200 0.0003% | $4.33 | 1 | 0 | <0.0001% | |
Cook William Montgomery | 1000 0.0002% | $4.33 | 1 | 0 | <0.0001% | |
Liebolt Lee | director | 600 0.0001% | $4.33 | 6 | 0 | <0.0001% |
Kleinman Robert | 300 0.0001% | $4.33 | 1 | 0 | <0.0001% | |
Marom Simon | 500 0.0001% | $4.33 | 1 | 0 | <0.0001% | |
Parker Walter Van Eps | director | 216 0% | $4.33 | 2 | 0 | <0.0001% |
Brand Richard | Investment Committe Member | 100 0% | $4.33 | 1 | 0 | +7.61% |
Friedman Amir | 200 0% | $4.33 | 1 | 0 | <0.0001% |
VanEck | $37.98M | 1.65 | 6.88M | +11.67% | +$3.97M | 0.06 | |
Legal & General | $18.4M | 0.8 | 3.33M | +4.11% | +$726,642.45 | <0.01 | |
Invesco | $11.67M | 0.51 | 2.11M | +19.72% | +$1.92M | <0.01 | |
Morgan Stanley | $10.81M | 0.47 | 1.96M | +15.35% | +$1.44M | <0.01 | |
XML Financial Group | $9.46M | 0.41 | 1.71M | +29.11% | +$2.13M | 0.99 | |
LSV Asset Management | $8.88M | 0.39 | 1.61M | -20.98% | -$2.36M | 0.02 | |
BlackRock | $7.57M | 0.33 | 1.37M | +8.94% | +$621,154.63 | <0.0001 | |
Y D More Investments Ltd | $31.36M | 0.3 | 1.25M | -1.48% | -$472,250.00 | 4.25 | |
LINSCO PRIVATE LEDGER CORP | $5.96M | 0.26 | 1.08M | +3.24% | +$186,989.92 | <0.01 | |
Cambridge Investment Research Advisors Inc | $5.77M | 0.25 | 1.04M | +9.24% | +$487,699.46 | 0.02 | |
Raymond James Associates | $3.76M | 0.16 | 681,459 | +16.32% | +$527,690.24 | <0.01 | |
Advisor Group Holdings Inc | $3.26M | 0.14 | 591,351 | -23.66% | -$1.01M | 0.01 | |
UBS | $2.55M | 0.11 | 461,945 | +14.51% | +$323,196.08 | <0.01 | |
Advisors Asset Management Inc | $2.45M | 0.11 | 444,540 | -1.29% | -$32,154.00 | 0.05 | |
Mckinley Capital Management Llc Delaware | $2.25M | 0.1 | 408,441 | -3.1% | -$72,201.59 | 0.27 | |
BI Asset Management Fondsmaeglerselskab A/S | $2.18M | 0.09 | 394,365 | +59.72% | +$814,018.54 | 0.04 | |
Dnb Asset Management As | $1.76M | 0.08 | 319,056 | +25.56% | +$358,474.30 | 0.01 | |
CETERA INVESTMENT ADVISERS LLC | $1.71M | 0.07 | 309,786 | +585.63% | +$1.46M | <0.01 | |
JPMorgan Chase | $1.71M | 0.07 | 308,903 | -52.54% | -$1.89M | <0.0001 | |
U.S. Bancorp | $1.62M | 0.07 | 293,116 | +0.58% | +$9,384.00 | <0.01 | |
Marshall Wace | $1.59M | 0.07 | 288,356 | -59.3% | -$2.32M | <0.01 | |
D.A. Davidson Companies | $1.54M | 0.07 | 279,312 | -0.87% | -$13,496.41 | 0.01 | |
Wells Fargo | $1.47M | 0.06 | 265,761 | +46.64% | +$466,613.12 | <0.0001 | |
Kestra Private Wealth Services | $1.33M | 0.06 | 241,601 | +4.04% | +$51,744.50 | 0.03 | |
Palogic Value Management LP | $1.21M | 0.05 | 218,875 | +33.19% | +$301,066.32 | 0.21 | |
Eschler Asset Management Llp | $1.18M | 0.05 | 215,000 | +22.86% | +$219,600.00 | 0.78 | |
Boothbay Fund Management LLC | $1.19M | 0.05 | 215,000 | +22.86% | +$220,800.00 | 0.04 | |
BB&T | $1.11M | 0.05 | 200,641 | +3.93% | +$41,847.15 | <0.01 | |
Cetera Advisor Networks LLC | $980,518.00 | 0.04 | 177,630 | +1.02% | +$9,936.00 | 0.01 | |
KBC Group | $980,000.00 | 0.04 | 177,499 | +2.12% | +$20,350.99 | <0.01 | |
Atria Wealth Solutions Inc | $970,695.00 | 0.04 | 175,733 | +37.36% | +$263,993.82 | 0.01 | |
International Assets Investment Management Llc | $963,531.00 | 0.04 | 175,506 | -30.23% | -$417,444.46 | <0.01 | |
Northern Trust | $866,033.00 | 0.04 | 156,890 | -0.14% | -$1,197.84 | <0.0001 | |
Virtus ETF Advisers LLC | $782,454.00 | 0.03 | 141,749 | +35.85% | +$206,503.07 | 0.22 | |
Kovack Advisors Inc | $764,790.00 | 0.03 | 138,549 | -4.39% | -$35,096.14 | 0.07 | |
Garner Asset Management Corp | $871,000.00 | 0.03 | 128,455 | -15.79% | -$163,290.04 | 0.45 | |
Caxton Associates | $685,043.00 | 0.03 | 124,102 | -47.35% | -$616,181.00 | 0.03 | |
Alberta Investment Management Corporation | $689,448.00 | 0.03 | 124,900 | 0% | +$0 | 0.01 | |
Stifel | $677,610.00 | 0.03 | 122,755 | +7.31% | +$46,158.40 | <0.01 | |
Hightower Advisors | $647,000.00 | 0.03 | 116,952 | -7.47% | -$52,268.08 | <0.01 | |
Quadrature Capital Ltd | $654,724.00 | 0.03 | 118,502 | -20.05% | -$164,241.79 | 0.01 | |
Millennium Management LLC | $627,917.00 | 0.03 | 113,753 | -75.08% | -$1.89M | <0.0001 | |
Jane Street Capital | $570,889.00 | 0.03 | 103,422 | -24.55% | -$185,753.38 | <0.01 | |
Royal Bank of Canada | $563,000.00 | 0.02 | 102,097 | -1.5% | -$8,585.86 | <0.0001 | |
SMH CAPITAL ADVISORS INC | $559,298.00 | 0.02 | 101,322 | +<0.01% | +$5.52 | 3.67 | |
Catalyst Funds | $525,173.00 | 0.02 | 95,140 | New | +$525,173.00 | 0.01 | |
Mariner Llc | $517,421.00 | 0.02 | 93,736 | -6.68% | -$37,028.04 | <0.01 | |
Westwood Holdings Group, Inc. | $515,000.00 | 0.02 | 93,246 | 0% | +$0 | <0.01 | |
Cetera Advisors LLC | $503,488.00 | 0.02 | 91,212 | +17.5% | +$74,972.31 | <0.01 | |
Garden State Investment Advisory Services Llc | $489,404.00 | 0.02 | 89,142 | -1.67% | -$8,312.10 | 0.21 |