| 2015-01-09 | Sale | Broadwind, Inc. BWEN | 10 percent owner | 17,240 0.1193% | $5.03 | $86,691 | -25.7% | |
| 2015-01-08 | Sale | Broadwind, Inc. BWEN | 10 percent owner | 353,998 2.4029% | $5.00 | $1.77M | -26.63% | |
| 2014-09-08 | Cellectar Biosciences, Inc. CLRB | 10 percent owner | 364 0.0072% | $3.00 | $1,092 | -6.91% | ||
| 2014-08-27 | Sale | Autoscope Technologies Corporation AATC | 10 percent owner | 176,892 3.8641% | $4.44 | $785,913 | -31.86% | |
| 2014-08-26 | Sale | Autoscope Technologies Corporation AATC | 10 percent owner | 312,000 6.2656% | $3.40 | $1.06M | -18.24% | |
| 2014-08-22 | Cellectar Biosciences, Inc. CLRB | 10 percent owner | 11,398 0.2237% | $3.00 | $34,194 | -7.21% | ||
| 2014-08-19 | Cellectar Biosciences, Inc. CLRB | 10 percent owner | 131,374 2.5543% | $3.05 | $400,691 | -9.42% | ||
| 2014-08-18 | Cellectar Biosciences, Inc. CLRB | 10 percent owner | 9,600 0.1897% | $3.05 | $29,280 | -7.95% | ||
| 2014-06-27 | Sale | Autoscope Technologies Corporation AATC | 10 percent owner | 250,000 4.8386% | $3.20 | $800,000 | -18.37% | |
| 2014-04-02 | Sale | Broadwind, Inc. BWEN | 10 percent owner | 96,402 0.6618% | $13.61 | $1.31M | -41.68% | |
| 2014-04-01 | Sale | Broadwind, Inc. BWEN | 10 percent owner | 61,102 0.4099% | $12.52 | $765,168 | -37.77% | |
| 2014-03-31 | Sale | Broadwind, Inc. BWEN | 10 percent owner | 50,000 0.336% | $12.10 | $604,860 | -35.39% | |
| 2014-02-18 | Sale | Lightbridge Corporation LTBR | 10 percent owner | 299,120 2.0719% | $2.99 | $895,416 | -17.94% | |
| 2014-01-22 | Sale | Lightbridge Corporation LTBR | 10 percent owner | 194,494 1.4039% | $2.62 | $509,477 | -0.83% | |
| 2014-01-09 | Sale | Broadwind, Inc. BWEN | 10 percent owner | 170,000 1.1035% | $11.13 | $1.89M | -24.15% | |
| 2014-01-08 | Sale | Broadwind, Inc. BWEN | 10 percent owner | 30,000 0.2047% | $10.55 | $316,503 | -15.73% | |
| 2014-01-03 | Sale | Broadwind, Inc. BWEN | 10 percent owner | 150,200 1.0052% | $10.18 | $1.53M | -13.97% | |
| 2013-12-31 | Sale | Lightbridge Corporation LTBR | 10 percent owner | 280,386 1.9111% | $1.49 | $417,270 | +64.83% | |
| 2013-12-30 | Sale | Lightbridge Corporation LTBR | 10 percent owner | 39,214 0.2604% | $1.57 | $61,566 | +52.23% | |
| 2013-12-27 | Sale | Lightbridge Corporation LTBR | 10 percent owner | 33,226 0.2255% | $1.57 | $52,301 | +55.19% |