| 2012-03-06 | Hercules Capital, Inc. HTGC | director | 10,000 0.0213% | $10.44 | $104,400 | +11.96% | ||
| 2011-09-06 | Hercules Capital, Inc. HTGC | director | 10,000 0.0229% | $8.68 | $86,800 | +25.67% | ||
| 2011-05-11 | Hercules Capital, Inc. HTGC | director | 10,000 0.0232% | $10.36 | $103,600 | -0.96% | ||
| 2010-11-23 | Hercules Capital, Inc. HTGC | director | 10,000 0.0278% | $9.96 | $99,600 | +7.07% | ||
| 2010-06-23 | Hercules Capital, Inc. HTGC | director | 10,000 0.0287% | $9.12 | $91,205 | +19.99% | ||
| 2009-02-18 | Hercules Capital, Inc. HTGC | director | 20,000 0.064% | $4.49 | $89,800 | +155.35% | ||
| 2008-09-15 | Hercules Capital, Inc. HTGC | director | 4,000 0.0123% | $9.80 | $39,200 | -16.09% | ||
| 2008-09-09 | Hercules Capital, Inc. HTGC | director | 4,000 0.0124% | $9.86 | $39,436 | -15.75% | ||
| 2008-08-19 | Hercules Capital, Inc. HTGC | director | 2,000 0.0061% | $10.22 | $20,440 | -20.01% | ||
| 2008-01-31 | Sale | State Street Corporation STT | Executive Vice President | 25,000 0.0064% | $82.05 | $2.05M | -17.3% | |
| 2008-01-30 | Sale | State Street Corporation STT | Executive Vice President | 25,000 0.0066% | $81.43 | $2.04M | -15.16% | |
| 2007-08-13 | Hercules Capital, Inc. HTGC | director | 12,000 0.0368% | $12.81 | $153,750 | -6.53% | ||
| 2007-03-05 | Hercules Capital, Inc. HTGC | director | 3,034 0.0133% | $13.40 | $40,656 | -0.18% | ||
| 2007-02-12 | Hercules Capital, Inc. HTGC | director | 10,000 0.0439% | $13.90 | $139,000 | -0.57% | ||
| 2006-11-16 | Sale | State Street Corporation STT | EVP | 38,400 0.0115% | $64.32 | $2.47M | +6.57% | |
| 2006-10-23 | Sale | State Street Corporation STT | EVP | 4,594 0.0014% | $63.95 | $293,786 | +6.71% | |
| 2005-10-21 | Sale | State Street Corporation STT | EVP, Head of Risk & Corp.Admin | 24,000 0.0073% | $54.60 | $1.31M | +11.93% | |
| 2005-04-22 | Sale | State Street Corporation STT | EVP, Head of Risk & Corp.Admin | 8,000 0.0024% | $45.27 | $362,190 | +19.17% |