| 2014-07-30 | Sale | Caterpillar Inc. CAT | Executive Vice President | 4,612 0.0008% | $105.00 | $484,260 | -13.29% | |
| 2014-07-29 | Sale | Caterpillar Inc. CAT | Executive Vice President | 68,522 0.0113% | $105.24 | $7.21M | -14.21% | |
| 2014-04-29 | Sale | Caterpillar Inc. CAT | Executive Vice President | 18,718 0.003% | $105.00 | $1.97M | -4.12% | |
| 2014-01-31 | Sale | Caterpillar Inc. CAT | Executive Vice President | 19,160 0.0031% | $94.16 | $1.8M | +9.29% | |
| 2013-01-31 | Sale | Caterpillar Inc. CAT | Executive Vice President | 154,722 0.0179% | $74.53 | $11.53M | -11.93% | |
| 2012-11-02 | Sale | Caterpillar Inc. CAT | Executive Vice President | 128,000 0.0143% | $62.80 | $8.04M | +1.57% | |
| 2012-02-21 | Sale | Caterpillar Inc. CAT | Sr. VP & Chief Legal Officer | 108,000 0.0103% | $71.07 | $7.68M | -22.05% | |
| 2008-09-19 | Sale | Caterpillar Inc. CAT | VP, General Counsel, Secy. | 115,500 0.0213% | $74.50 | $8.6M | -42.27% | |
| 2005-07-26 | Sale | Caterpillar Inc. CAT | VP, General Counsel, Secy. | 69,528 0.0103% | $51.87 | $3.61M | +24.44% | |
| 2003-07-23 | Sale | Caterpillar Inc. CAT | Executive Vice President | 5,496 0.0016% | $64.06 | $352,074 | +18.26% |