| 2008-05-30 | Sale | Nasdaq, Inc. NDAQ | director | 4,000 0.002% | $35.65 | $142,580 | -30.83% | |
| 2008-05-28 | Sale | Nasdaq, Inc. NDAQ | director | 1,000 0.0005% | $34.00 | $34,000 | -28.45% | |
| 2008-02-22 | Sale | Nasdaq, Inc. NDAQ | director | 4,000 0.0025% | $40.38 | $161,516 | -23.54% | |
| 2008-02-15 | Sale | Nasdaq, Inc. NDAQ | director | 1,000 0.0006% | $42.20 | $42,200 | -25.25% | |
| 2008-02-05 | Sale | Nasdaq, Inc. NDAQ | director | 9,000 0.006% | $44.97 | $404,720 | -25.36% | |
| 2007-11-16 | Sale | Nasdaq, Inc. NDAQ | director | 4,000 0.0025% | $41.94 | $167,772 | -14.5% | |
| 2007-11-15 | Sale | Nasdaq, Inc. NDAQ | director | 2,000 0.0013% | $43.45 | $86,900 | -13.58% | |
| 2007-11-14 | Sale | Nasdaq, Inc. NDAQ | director | 3,000 0.0019% | $43.45 | $130,340 | -15.15% | |
| 2007-03-07 | Nasdaq, Inc. NDAQ | director | 3,000 0.0026% | $28.05 | $84,150 | +21.04% | ||
| 2007-02-27 | Nasdaq, Inc. NDAQ | director | 13,000 0.0116% | $30.88 | $401,500 | +10.05% | ||
| 2007-02-26 | Nasdaq, Inc. NDAQ | director | 2,000 0.0018% | $32.00 | $64,000 | +4.83% | ||
| 2007-02-20 | Nasdaq, Inc. NDAQ | director | 4,388 0.0038% | $32.28 | $141,652 | +1.41% | ||
| 2003-10-15 | Sale | The Charles Schwab Corporation SCHW | Vice Chairman | 15,000 0.0011% | $14.00 | $210,000 | -22.23% | |
| 2003-10-03 | Sale | The Charles Schwab Corporation SCHW | Vice Chairman | 15,000 0.0011% | $13.00 | $195,000 | -13.46% |