| 2017-03-02 | Sale | LPL Financial Holdings Inc. LPLA | director | 4,000 0.0034% | $30.30 | $121,200 | +19.18% | |
| 2017-02-22 | Sale | LPL Financial Holdings Inc. LPLA | director | 117,256 0.117% | $36.00 | $4.22M | +16.68% | |
| 2017-02-15 | Sale | LPL Financial Holdings Inc. LPLA | director | 730,426 0.8128% | $40.76 | $29.77M | +14.44% | |
| 2017-02-14 | Sale | LPL Financial Holdings Inc. LPLA | director | 408,942 0.4546% | $40.65 | $16.62M | +14.61% | |
| 2017-02-13 | Sale | LPL Financial Holdings Inc. LPLA | director | 125,280 0.1075% | $31.46 | $3.94M | +14.21% | |
| 2015-05-28 | LPL Financial Holdings Inc. LPLA | Chairman & Chief Exec. Officer | 42,200 0.044% | $42.48 | $1.79M | -5.61% | ||
| 2014-09-29 | Citizens Financial Group, Inc. CFG | director | 4,200 0.0007% | $21.50 | $90,300 | +8.23% | ||
| 2012-08-16 | Sale | LPL Financial Holdings Inc. LPLA | Chairman & Chief Exec. Officer | 285,324 0.2591% | $28.63 | $8.17M | +13.87% | |
| 2012-02-09 | Sale | LPL Financial Holdings Inc. LPLA | director | 60,000 0.0551% | $32.28 | $1.94M | +0.38% | |
| 2011-12-01 | Sale | LPL Financial Holdings Inc. LPLA | director | 984 0.0009% | $30.00 | $29,520 | +9.59% | |
| 2011-11-30 | Sale | LPL Financial Holdings Inc. LPLA | director | 19,016 0.0175% | $30.00 | $570,480 | +9.5% | |
| 2010-11-17 | Sale | LPL Financial Holdings Inc. LPLA | director | 2.15M 2.2419% | $30.00 | $64.47M |