LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and auction rate notes. The company also provides advisory platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market programs; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services to trusts for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
Over the last 12 months, insiders at LPL Financial Holdings Inc. have bought $0 and sold $31.85M worth of LPL Financial Holdings Inc. stock.
On average, over the past 5 years, insiders at LPL Financial Holdings Inc. have bought $371,385 and sold $52.72M worth of stock each year.
There was no buying activity among insiders over the last 12 months.
The last purchase of 557 shares for transaction amount of $100,388 was made by Glavin William Francis Jr (director) on 2023‑05‑04.
2024-06-14 | Sale | Arnold Dan H. | President & CEO | 5,677 0.0075% | $277.31 | $1.57M | +1.17% | |
2024-02-26 | Sale | Arnold Dan H. | President & CEO | 34,807 0.0465% | $266.54 | $9.28M | -0.01% | |
2024-02-26 | Sale | Gates Greg | Managing Director | 11,401 0.0152% | $266.27 | $3.04M | -0.01% | |
2024-02-26 | Sale | Audette Matthew J | CFO and Head of Business Ops | 5,574 0.0074% | $266.52 | $1.49M | -0.01% | |
2024-02-26 | Sale | Enyedi Matthew | Managing Director | 2,400 0.0032% | $263.00 | $631,200 | -0.01% | |
2024-02-26 | Sale | Sethi Kabir | Managing Director | 1,300 0.0017% | $266.50 | $346,451 | -0.01% | |
2024-02-23 | Sale | Arnold Dan H. | President & CEO | 7,089 0.0094% | $265.66 | $1.88M | +1.73% | |
2024-02-20 | Sale | Arnold Dan H. | President & CEO | 10,000 0.0133% | $256.35 | $2.56M | +4.67% | |
2024-02-20 | Sale | Enyedi Matthew | Managing Director | 1,381 0.0018% | $256.94 | $354,834 | +4.67% | |
2024-02-05 | Sale | Audette Matthew J | CFO and Head of Business Ops | 27,704 0.0373% | $248.55 | $6.89M | +7.57% | |
2023-11-02 | Sale | Jambusaria Aneri | Managing Director | 1,930 0.0026% | $222.37 | $429,174 | +18.49% | |
2023-09-20 | Sale | Arnold Dan H. | President & CEO | 353 0.0005% | $250.03 | $88,261 | +0.59% | |
2023-09-19 | Sale | Arnold Dan H. | President & CEO | 175 0.0002% | $250.00 | $43,750 | -0.05% | |
2023-09-13 | Sale | Steinmeier Richard | Managing Director | 10,300 0.0135% | $242.68 | $2.5M | +1.67% | |
2023-08-22 | Sale | Enyedi Matthew | Managing Director | 3,265 0.0043% | $230.86 | $753,758 | +6.12% | |
2023-05-04 | Glavin William Francis Jr | director | 557 0.0007% | $180.23 | $100,388 | +28.40% | ||
2023-02-27 | Sale | Arnold Dan H. | President & CEO | 38,444 0.0487% | $246.20 | $9.46M | -8.64% | |
2023-02-27 | Sale | Larsen Sallie R. | Managing Director | 4,439 0.0057% | $248.13 | $1.1M | -8.64% | |
2023-02-27 | Sale | Oroschakoff Michelle | Managing Director | 4,809 0.0061% | $246.18 | $1.18M | -8.64% | |
2023-02-27 | Sale | Audette Matthew J | Chief Financial Officer | 7,111 0.009% | $246.17 | $1.75M | -8.64% |
Arnold Dan H. | President & CEO | 142608 0.1929% | $274.90 | 0 | 46 | |
Gates Greg | Managing Director | 19080 0.0256% | $274.90 | 0 | 1 | |
Steinmeier Richard | Managing Director | 16914 0.0224% | $274.90 | 0 | 5 | |
Audette Matthew J | CFO and Head of Business Ops | 13663 0.0167% | $274.90 | 0 | 14 | |
Sethi Kabir | Managing Director | 10245 0.0138% | $274.90 | 0 | 1 | |
Enyedi Matthew | Managing Director | 10495 0.0132% | $274.90 | 0 | 8 | |
Jambusaria Aneri | Managing Director | 1802 0.0024% | $274.90 | 0 | 1 | |
TPG Group Holdings (SBS) Advisors, Inc. | 8794282 11.6295% | $274.90 | 1 | 14 | <0.0001% | |
Brown Stephanie L | MD & General Counsel | 542371 0.7172% | $274.90 | 0 | 10 | |
Hellman Marco | director | 492390 0.6511% | $274.90 | 0 | 6 | |
Dwyer William E III | President, Nat'l Sales | 363912 0.4812% | $274.90 | 0 | 5 | |
Stearns Esther M | President & COO | 273016 0.361% | $274.90 | 0 | 12 | |
Eaton Jonathan | MD, Custom Clearing Services | 199109 0.2633% | $274.90 | 0 | 46 | |
Casady Mark S | director | 130957 0.1732% | $274.90 | 1 | 10 | <0.0001% |
Putnam James S | director | 104280 0.1379% | $274.90 | 0 | 20 | |
RIEPE JAMES S | director | 91925 0.1216% | $274.90 | 0 | 2 | |
White George Burton | Managing Director | 46628 0.0617% | $274.90 | 0 | 10 | |
Moore Robert J. | President & COO | 40006 0.0529% | $274.90 | 1 | 2 | +12.2% |
Abood Denise M. | MD, Human Capital | 39134 0.0518% | $274.90 | 0 | 1 | |
Kalbaugh John Andrew | Managing Director | 27523 0.0364% | $274.90 | 0 | 17 | |
Larsen Sallie R. | Managing Director | 25196 0.0333% | $274.90 | 0 | 8 | |
Seese Scott | Managing Director | 24179 0.032% | $274.90 | 0 | 3 | |
Oroschakoff Michelle | Managing Director | 23852 0.0315% | $274.90 | 0 | 27 | |
Morrissey William P. Jr. | Managing Director | 17541 0.0232% | $274.90 | 0 | 3 | |
Gooley Thomas | Managing Director | 17293 0.0229% | $274.90 | 0 | 3 | |
Fandrey Edward | Managing Director | 15289 0.0202% | $274.90 | 0 | 4 | |
Hellman & Friedman LLC | 13480 0.0178% | $274.90 | 0 | 1 | ||
Calder Tracy | Managing Director | 8089 0.0107% | $274.90 | 0 | 6 | |
Bruton Derek | MD, Independent Advisor Svcs | 7869 0.0104% | $274.90 | 0 | 2 | |
DINH VIET D | director | 7731 0.0102% | $274.90 | 1 | 0 | +47.63% |
Buchheister Jeffrey R. | EVP, Chief Accounting Officer | 7504 0.0099% | $274.90 | 1 | 1 | +73.82% |
Handelsman Sharyn | MD, Chief Compliance Officer | 6478 0.0086% | $274.90 | 0 | 1 | |
Thomas Lux | EVP, CAO | 6213 0.0082% | $274.90 | 0 | 2 | |
Simonich Brent | EVP, CAO and Treasurer | 6042 0.008% | $274.90 | 2 | 0 | +6.82% |
STIEFLER JEFFREY E | director | 5077 0.0067% | $274.90 | 0 | 2 | |
Helliker Mark | MD, B/D Support Services | 3322 0.0044% | $274.90 | 0 | 1 | |
Glavin William Francis Jr | director | 2775 0.0037% | $274.90 | 3 | 0 | +27.29% |
Khoury Joan D | MD, Chief Marketing Officer | 2000 0.0026% | $274.90 | 1 | 0 | <0.0001% |
Feeney Christopher | MD, Chief Information Officer | 0 0% | $274.90 | 0 | 2 |
The Vanguard Group | $1.86B | 9.43 | 7.05M | -1.32% | -$24.86M | 0.04 | |
BlackRock | $1.61B | 8.14 | 6.08M | +1.94% | +$30.61M | 0.04 | |
Fidelity Investments | $836.27M | 4.24 | 3.17M | +13.08% | +$96.72M | 0.06 | |
Janus Henderson | $680.5M | 3.45 | 2.58M | -9.42% | -$70.78M | 0.37 | |
T. Rowe Price | $627.42M | 3.18 | 2.37M | -3.31% | -$21.47M | 0.08 | |
KAYNE ANDERSON INVESTMENT MANAGEMENT LLC | $622.6M | 3.15 | 2.36M | +7.42% | +$42.99M | 1.45 | |
Boston Partners | $466.43M | 2.36 | 1.77M | +71.93% | +$195.14M | 0.55 | |
State Street | $451.78M | 2.29 | 1.71M | -3.27% | -$15.25M | 0.02 | |
WCM Investment Management | $448.36M | 2.27 | 1.7M | +0.06% | +$256,274.02 | 1.07 | |
Lone Pine Capital | $445.2M | 2.26 | 1.69M | -8.43% | -$40.96M | 3.51 | |
Capital Research Global Investors | $421.96M | 2.14 | 1.6M | -27.67% | -$161.44M | 0.1 | |
Geode Capital Management | $361.06M | 1.83 | 1.37M | +1.26% | +$4.49M | 0.03 | |
Clarkston Capital Partners LLC | $352.28M | 1.79 | 1.33M | -1.51% | -$5.42M | 6.22 | |
Morgan Stanley | $337.09M | 1.71 | 1.28M | +142.89% | +$198.31M | 0.03 | |
Samlyn Capital, LLC | $292.23M | 1.48 | 1.11M | -7.42% | -$23.42M | 5.11 | |
Td Asset Management Inc | $291.59M | 1.48 | 1.1M | +33.23% | +$72.73M | 0.25 | |
BNY Mellon | $256.47M | 1.3 | 970,749 | +2.52% | +$6.31M | 0.05 | |
JPMorgan Chase | $255.35M | 1.29 | 966,499 | +6.18% | +$14.86M | 0.02 | |
D. E. Shaw & Co. | $249.94M | 1.27 | 946,039 | -5.29% | -$13.95M | 0.34 | |
Epoch Investment Partners Inc | $245.01M | 1.24 | 927,369 | +19.77% | +$40.44M | 1.09 | |
Massachusetts Financial Services Co Ma | $209.94M | 1.06 | 794,610 | +36.21% | +$55.8M | 0.06 | |
Canada Pension Plan Investment Board | $207.07M | 1.05 | 783,777 | +12.69% | +$23.31M | 0.21 | |
Eminence Capital LP | $194.42M | 0.99 | 735,866 | -7.99% | -$16.88M | 3.57 | |
Dimensional Fund Advisors | $190.8M | 0.97 | 722,187 | +0.55% | +$1.04M | 0.05 | |
Darlington Partners Capital Management Lp | $188.91M | 0.96 | 715,014 | 0% | +$0 | 10.94 | |
HERITAGE ASSET MANAGEMENT INC | $185.07M | 0.93 | 694,822 | -3.4% | -$6.52M | 0.95 | |
Millennium Management LLC | $168.51M | 0.85 | 637,797 | -46.83% | -$148.39M | 0.12 | |
Voya Investment Management LLC | $167.92M | 0.85 | 636,536 | -14.99% | -$29.61M | 0.19 | |
The Manufacturers Life Insurance Company | $155.99M | 0.79 | 590,420 | +492.18% | +$129.65M | 0.14 | |
Bank of America | $151.16M | 0.77 | 572,130 | +4.77% | +$6.88M | 0.02 | |
Ubs Asset Management Americas Inc | $143.47M | 0.73 | 543,035 | +1.17% | +$1.66M | 0.05 | |
Fairview Capital | $131.81M | 0.67 | 498,919 | -0.67% | -$888,241.85 | 7.47 | |
Wells Fargo | $128.44M | 0.65 | 486,155 | +1.97% | +$2.48M | 0.03 | |
First Pacific Advisors LP | $121.48M | 0.62 | 459,822 | -0.1% | -$115,983.80 | 1.39 | |
Legal & General | $121.24M | 0.61 | 458,879 | -1.71% | -$2.11M | 0.03 | |
Markel Corporation | $120.02M | 0.61 | 454,291 | +6.54% | +$7.37M | 1.18 | |
Arrowmark Colorado Holdings Llc | $119.67M | 0.61 | 452,938 | -4.78% | -$6.01M | 0.3 | |
Northern Trust | $118.06M | 0.6 | 446,876 | -4.09% | -$5.04M | 0.02 | |
Ratan Capital Management LP | $115.63M | 0.59 | 437,674 | -14.9% | -$20.25M | 2.56 | |
Agf Management Ltd | $112.68M | 0.57 | 426,511 | +13.93% | +$13.78M | 0.63 | |
Azora Capital LP | $110.05M | 0.56 | 416,556 | +27.47% | +$23.71M | 8.01 | |
Invesco | $109.89M | 0.56 | 415,932 | +31.64% | +$26.41M | 0.02 | |
AllianceBernstein | $102.12M | 0.52 | 386,530 | -4.44% | -$4.75M | 0.04 | |
Westfield Capital Management Co Lp | $101.78M | 0.52 | 385,227 | -10.18% | -$11.53M | 0.54 | |
Raymond James Associates | $98.8M | 0.5 | 373,968 | +2.23% | +$2.16M | 0.07 | |
HMI Capital Management L.P. | $98.11M | 0.5 | 371,343 | New | +$98.11M | 3.61 | |
Jacobs Levy Equity Management | $89.97M | 0.46 | 340,522 | -29.02% | -$36.79M | 0.4 | |
Maverick Capital Ltd | $87.3M | 0.44 | 330,432 | -31.88% | -$40.86M | 1.71 | |
Envestnet Asset Management Inc | $86.49M | 0.44 | 327,352 | +6.71% | +$5.44M | 0.03 | |
Citadel Advisors LLC | $84.53M | 0.43 | 319,952 | +13.56% | +$10.09M | 0.06 |