| 2014-02-14 | Sale | LPL Financial Holdings Inc. LPLA | President & COO | 199,986 0.1974% | $53.29 | $10.66M | -10.42% | |
| 2014-02-12 | Sale | LPL Financial Holdings Inc. LPLA | President & COO | 60,000 0.0586% | $52.00 | $3.12M | -9.14% | |
| 2012-08-08 | LPL Financial Holdings Inc. LPLA | President & COO | 40,000 0.0361% | $28.42 | $1.14M | +12.2% |