| 2013-01-29 | Sale | LPL Financial Holdings Inc. LPLA | MD & General Counsel | 42,698 0.0396% | $33.48 | $1.43M | +14.44% | |
| 2013-01-28 | Sale | LPL Financial Holdings Inc. LPLA | MD & General Counsel | 20,698 0.02% | $33.00 | $683,034 | +20.8% | |
| 2013-01-09 | Sale | LPL Financial Holdings Inc. LPLA | MD & General Counsel | 20,700 0.0193% | $30.00 | $621,000 | +27.16% | |
| 2012-11-23 | Sale | LPL Financial Holdings Inc. LPLA | MD & General Counsel | 64,112 0.059% | $27.00 | $1.73M | +37.78% | |
| 2012-11-01 | Sale | LPL Financial Holdings Inc. LPLA | MD & General Counsel | 10,244 0.0094% | $29.17 | $298,817 | +22.09% | |
| 2012-10-31 | Sale | LPL Financial Holdings Inc. LPLA | MD & General Counsel | 2,016 0.0018% | $29.02 | $58,504 | +21.39% | |
| 2012-06-29 | Sale | LPL Financial Holdings Inc. LPLA | MD & General Counsel | 22,000 0.0201% | $33.83 | $744,260 | -7.64% | |
| 2012-04-10 | Sale | LPL Financial Holdings Inc. LPLA | MD & General Counsel | 25,000 0.0233% | $37.30 | $932,600 | -10.01% | |
| 2011-07-06 | Sale | LPL Financial Holdings Inc. LPLA | MD & General Counsel | 17,057 0.016% | $35.00 | $596,995 | -5.11% | |
| 2010-11-17 | Sale | LPL Financial Holdings Inc. LPLA | MD & General Counsel | 125,831 0.1313% | $30.00 | $3.77M |