| 2018-02-05 | Sale | LPL Financial Holdings Inc. LPLA | Managing Director | 40,000 0.0458% | $62.74 | $2.51M | +7.12% | |
| 2017-06-02 | Sale | LPL Financial Holdings Inc. LPLA | Managing Director | 64,300 0.0552% | $30.47 | $1.96M | +36.23% | |
| 2015-12-14 | Sale | LPL Financial Holdings Inc. LPLA | MD, Divisional Pres. of IAS | 50,000 0.0399% | $32.23 | $1.61M | -34.97% |