| $705M | ||
| $677M | ||
| $350M | ||
| $213M | ||
| $93M | ||
| $77M |
Buys | $269,879 | 7 | 88 |
Sells | $108,569 | 1 | 12 |
| Thomas William R III | director | 2 | $167,005 | 1 | $108,569 | $58,436 |
| Sarner Michael Scott | President and CEO | 1 | $59,013 | 0 | $0 | $59,013 |
| BATTIST CHRISTINE | director | 2 | $33,873 | 0 | $0 | $33,873 |
| Rogers-Windsor Ramona Lynn | director | 2 | $9,988 | 0 | $0 | $9,988 |
Capital Southwest Corporation operates as a business development company (BDC), specializing in credit, private equity, and venture capital investments focused on middle market companies throughout the United States. The firm engages across various investment stages, including mezzanine financing, later-stage and mature businesses, late venture, emerging growth enterprises, buyouts, recapitalizations, and growth capital funding. The company explicitly refrains from investing in startups, publicly traded entities, real estate developments, …
Over the last 12 months, insiders at Capital Southwest Corporation have bought $269,879 and sold $108,569 worth of Capital Southwest Corporation stock.
On average, over the past 5 years, insiders at Capital Southwest Corporation have bought $179,487 and sold $108,569 worth of stock each year.
Highest buying activity among insiders over the last 12 months: Thomas William R III (director) — $167,005. Sarner Michael Scott (President and CEO) — $59,013. BATTIST CHRISTINE (director) — $33,873.
The last purchase of 2,170 shares for transaction amount of $50,005 was made by Thomas William R III (director) on 2026‑10‑01.
| 2026-10-01 | Thomas William R III | director | 2,170 0.0035% | $23.04 | $50,005 | +0.47% | ||
| 2026-06-30 | Rogers-Windsor Ramona Lynn | director | 210.96 0.0003% | $23.70 | $5,000 | +1.53% | ||
| 2026-06-17 | BATTIST CHRISTINE | director | 860 0.0014% | $23.23 | $19,978 | +5.30% | ||
| 2026-06-05 | Sale | Thomas William R III | director | 4,661 0.0074% | $23.29 | $108,569 | +4.72% | |
| 2026-06-05 | Thomas William R III | director | 5,000 0.008% | $23.40 | $117,000 | +4.72% | ||
| 2026-06-01 | Rogers-Windsor Ramona Lynn | director | 213 0.0003% | $23.42 | $4,988 | +4.05% | ||
| 2026-02-27 | Sarner Michael Scott | President and CEO | 2,694.64 0.0045% | $21.90 | $59,013 | +11.93% | ||
| 2026-02-09 | BATTIST CHRISTINE | director | 600 0.001% | $23.16 | $13,895 | +5.69% | ||
| 2025-10-01 | Rogers-Windsor Ramona Lynn | director | 463 0.0008% | $21.55 | $9,979 | +12.02% | ||
| 2025-08-20 | BATTIST CHRISTINE | director | 667 0.0012% | $22.45 | $14,972 | +7.28% | ||
| 2025-06-23 | Rogers-Windsor Ramona Lynn | director | 471 0.0009% | $21.19 | $9,980 | +10.36% | ||
| 2025-05-27 | BATTIST CHRISTINE | director | 476 0.0009% | $20.87 | $9,935 | +15.23% | ||
| 2025-03-26 | Rogers-Windsor Ramona Lynn | director | 450 0.0009% | $22.52 | $10,134 | +4.37% | ||
| 2024-12-12 | Rogers-Windsor Ramona Lynn | director | 250 0.0005% | $22.67 | $5,667 | +4.15% | ||
| 2024-11-08 | BATTIST CHRISTINE | director | 256 0.0005% | $23.13 | $5,921 | +1.43% | ||
| 2024-11-07 | Rogers-Windsor Ramona Lynn | director | 500 0.001% | $23.07 | $11,533 | -0.30% | ||
| 2024-09-16 | Rogers-Windsor Ramona Lynn | director | 250 0.0005% | $25.03 | $6,258 | -6.99% | ||
| 2024-08-09 | BATTIST CHRISTINE | director | 406 0.0009% | $23.94 | $9,720 | +0.22% | ||
| 2024-06-28 | Rogers-Windsor Ramona Lynn | director | 200 0.0004% | $26.13 | $5,226 | -8.35% | ||
| 2024-06-21 | BATTIST CHRISTINE | director | 197 0.0004% | $24.96 | $4,916 | -4.08% |
| Sarner Michael Scott | President and CEO | 473154 0.7424% | $11M | 8 | 0 | +15.6% |
| Rogers-Windsor Ramona Lynn | director | 23091 0.0362% | $536,858.21 | 20 | 0 | +2.99% |
| Thomas William R III | director | 22842 0.0358% | $531,076.50 | 7 | 14 | <0.0001% |
| BATTIST CHRISTINE | director | 14075 0.0221% | $327,243.75 | 20 | 0 | +3.68% |
| Moab Capital Partners LLC | 10 percent owner | 1573594 2.469% | $36.59M | 7 | 11 | +0.82% |
| MARTIN GARY L | director | 406292 0.6375% | $9.45M | 4 | 23 | <0.0001% |
| THOMAS WILLIAM R | 341975 0.5366% | $7.95M | 11 | 0 | +5.62% | |
| DIEHL BOWEN S | President and CEO | 308353 0.4838% | $7.17M | 6 | 0 | +17.05% |
| KELLEY DOUGLAS M. | Sr. VP, Managing Director | 85147 0.1336% | $1.98M | 8 | 0 | +3.51% |
| ASHBAUGH WILLIAM M | Sr. VP, Managing Director | 44513 0.0698% | $1.03M | 2 | 25 | <0.0001% |
| FURST JACK D | director | 39004 0.0612% | $906,843.00 | 10 | 0 | +18.17% |
| Brooks David R | 32000 0.0502% | $744,000.00 | 10 | 0 | +16.03% | |
| Armes Joseph B | director | 31000 0.0486% | $720,750.00 | 5 | 17 | +6.48% |
| WILSON JOHN H | director | 20000 0.0314% | $465,000.00 | 8 | 0 | +7.59% |
| LIGON SAMUEL B | director | 12900 0.0202% | $299,925.00 | 5 | 0 | +12.87% |
| HENDERSON GRAEME W | director | 12000 0.0188% | $279,000.00 | 14 | 0 | +15.07% |
| Morgan Thomas Duane | director | 4776 0.0075% | $111,042.00 | 11 | 0 | +6.32% |
| SCHWERTNER RAY D. | Vice President | 4400 0.0069% | $102,300.00 | 1 | 10 | +4.62% |
| Gohlke Henry James | Vice President | 2000 0.0031% | $46,500.00 | 2 | 0 | +19.06% |
| Golden Matthew Bailey | Vice President | 1800 0.0028% | $41,850.00 | 1 | 2 | +13.83% |
| Strup Richard F. | director | 500 0.0008% | $11,625.00 | 1 | 0 | +16.89% |
| PETERSON JEFFREY G | Vice President | 0 0% | $0 | 2 | 9 | +13.88% |
$469,307,769 | 444 | 4.08% | $827.42M | |
$42,561,647 | 360 | 2.52% | $3.08B | |
$24,992,504 | 271 | 5.70% | $1.53B | |
$81,393,680 | 193 | 4.09% | $1.01B | |
Capital Southwest Corporation (CSWC) | $11,816,237 | 152 | 7.83% | $1.48B |
| Increased Positions | 73 | +33.8% | 2M | +11.74% |
| Decreased Positions | 92 | -42.59% | 4M | -22.67% |
| New Positions | 26 | New | 865,067 | New |
| Sold Out Positions | 30 | Sold Out | 2M | Sold Out |
| Total Postitions | 197 | -8.8% | 15M | -10.93% |
| Van Eck Associates Corp | $32,480.00 | 2.56% | 1.46M | +109,846 | +8.15% | 2025-09-30 |
| Sanders Morris Harris Llc | $30,506.00 | 2.4% | 1.37M | -21,732 | -1.56% | 2025-09-30 |
| Two Sigma Advisers, Lp | $22,174.00 | 1.75% | 994,806 | +11,306 | +1.15% | 2025-09-30 |
| Two Sigma Investments, Lp | $19,891.00 | 1.57% | 892,353 | +131,132 | +17.23% | 2025-09-30 |
| Ubs Group Ag | $17,345.00 | 1.37% | 778,161 | -4,899 | -0.63% | 2025-09-30 |
| Sound Income Strategies, Llc | $16,869.00 | 1.33% | 756,786 | +54,585 | +7.77% | 2025-09-30 |
| Melia Wealth Llc | $10,932.00 | 0.86% | 490,451 | +25,478 | +5.48% | 2025-09-30 |
| Blackrock, Inc. | $9,460.00 | 0.75% | 424,388 | +103,668 | +32.32% | 2025-09-30 |
| Zuckerman Investment Group, Llc | $9,260.00 | 0.73% | 415,436 | -44,939 | -9.76% | 2025-09-30 |
| Cetera Investment Advisers | $9,138.00 | 0.72% | 409,967 | +48,245 | +13.34% | 2025-09-30 |