Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund seeks to invest in companies with revenue between $20 million and $100 million. The fund invests in companies with EBITDA from $3 million to $20 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
Over the last 12 months, insiders at Gladstone Investment Corporation have bought $76,501 and sold $0 worth of Gladstone Investment Corporation stock.
On average, over the past 5 years, insiders at Gladstone Investment Corporation have bought $254,922 and sold $492,390 worth of stock each year.
Highest buying activity among insiders over the last 12 months: DULLUM DAVID A R (President) — $200,897. Easton Rachael Z. (CFO and Treasurer) — $9,536.
The last purchase of 650 shares for transaction amount of $9,536 was made by Easton Rachael Z. (CFO and Treasurer) on 2023‑11‑06.
2023-11-06 | Easton Rachael Z. | CFO and Treasurer | 650 0.0019% | $14.67 | $9,536 | -3.74% | ||
2023-08-07 | DULLUM DAVID A R | President | 5,000 0.0149% | $13.39 | $66,966 | +4.91% | ||
2023-03-16 | Easton Rachael Z. | CFO and Treasurer | 375 0.0011% | $13.12 | $4,920 | +3.49% | ||
2023-03-14 | DULLUM DAVID A R | President | 3,000 0.0089% | $12.84 | $38,520 | +4.18% | ||
2023-02-06 | WILKINSON WALTER H | director | 3,661 0.011% | $13.96 | $51,108 | -0.73% | ||
2022-12-16 | DULLUM DAVID A R | President | 3,000 0.009% | $13.06 | $39,182 | +4.99% | ||
2022-08-19 | Smith Jennifer A | Chief Valuation Officer | 100 0.0003% | $15.61 | $1,561 | -7.78% | ||
2022-06-14 | DULLUM DAVID A R | President | 4,000 0.0119% | $12.75 | $50,995 | +10.77% | ||
2022-05-20 | Easton Rachael Z. | CFO and Treasurer | 175 0.0005% | $14.52 | $2,540 | -0.89% | ||
2022-02-24 | DULLUM DAVID A R | President | 5,500 0.0163% | $14.56 | $80,105 | +0.19% | ||
2022-02-23 | Easton Rachael Z. | CFO and Treasurer | 200 0.0006% | $14.93 | $2,985 | +2.55% | ||
2021-12-03 | DULLUM DAVID A R | President | 3,000 0.0091% | $16.54 | $49,620 | -5.50% | ||
2020-03-23 | DULLUM DAVID A R | President | 2,500 0.008% | $6.80 | $17,000 | +59.68% | ||
2020-03-23 | BRUBAKER TERRY LEE | Chief Operating Officer | 2,500 0.008% | $6.83 | $17,070 | +59.68% | ||
2020-03-20 | RYAN JULIA | Chief Financial Officer | 2,500 0.0081% | $8.18 | $20,438 | +34.41% | ||
2020-03-19 | BRUBAKER TERRY LEE | Chief Operating Officer | 2,500 0.0064% | $6.73 | $16,825 | +30.29% | ||
2020-03-18 | DULLUM DAVID A R | President | 8,000 0.0231% | $7.20 | $57,600 | +37.81% | ||
2020-03-18 | BRUBAKER TERRY LEE | Chief Operating Officer | 2,500 0.0074% | $7.35 | $18,375 | +37.81% | ||
2020-03-16 | LiCalsi Michael | General Counsel and Secretary | 1,000 0.0031% | $8.73 | $8,735 | +22.72% | ||
2020-03-12 | DULLUM DAVID A R | President | 5,000 0.0154% | $8.99 | $44,950 | +16.89% |
DULLUM DAVID A R | President | 149916 0.4177% | $13.89 | 32 | 0 | +12.66% |
Easton Rachael Z. | CFO and Treasurer | 1400 0.0039% | $13.89 | 4 | 0 | +1.72% |
GLADSTONE DAVID | CEO | 666554 1.8572% | $13.89 | 14 | 0 | +2.96% |
WILKINSON WALTER H | director | 26154 0.0729% | $13.89 | 3 | 0 | +3.5% |
STELLJES GEORGE III | CIO | 20995 0.0585% | $13.89 | 5 | 0 | <0.0001% |
BRUBAKER TERRY LEE | Chief Operating Officer | 16233 0.0452% | $13.89 | 14 | 9 | +15.19% |
Mead Gerard | director | 12466 0.0347% | $13.89 | 13 | 0 | +1.84% |
Watson David Hibbert | CFO and Treasurer | 11580 0.0323% | $13.89 | 8 | 0 | +14.85% |
LiCalsi Michael | General Counsel and Secretary | 9144 0.0255% | $13.89 | 5 | 0 | +13.24% |
RYAN JULIA | Chief Financial Officer | 4000 0.0111% | $13.89 | 2 | 0 | +28.7% |
Reilly John | director | 4000 0.0111% | $13.89 | 1 | 0 | +0.13% |
ADELGREN PAUL W | director | 3715 0.0104% | $13.89 | 3 | 0 | <0.0001% |
PARKER ANTHONY W | director | 3584 0.01% | $13.89 | 1 | 0 | <0.0001% |
Merrick Caren D | director | 1965 0.0055% | $13.89 | 1 | 0 | +0.97% |
OUTLAND JOHN H | director | 1000 0.0028% | $13.89 | 1 | 0 | <0.0001% |
ENGLISH MICHELA A | director | 1000 0.0028% | $13.89 | 1 | 0 | <0.0001% |
BRILL HARRY | Chief Financial Officer | 750 0.0021% | $13.89 | 1 | 0 | <0.0001% |
Perrigo Mark | CFO | 561 0.0016% | $13.89 | 3 | 0 | <0.0001% |
Smith Jennifer A | Chief Valuation Officer | 100 0.0003% | $13.89 | 1 | 0 | <0.0001% |
VanEck | $10.02M | 1.92 | 704,351 | +13.87% | +$1.22M | 0.02 | |
Legal & General | $3.93M | 0.75 | 276,290 | +7.32% | +$268,400.91 | <0.01 | |
Marshall Wace | $3.42M | 0.66 | 240,301 | +63.12% | +$1.32M | <0.01 | |
Two Sigma | $3.19M | 0.61 | 224,334 | -25.38% | -$1.09M | 0.01 | |
Two Sigma Advisers LP | $3.15M | 0.6 | 221,542 | -14.87% | -$550,701.06 | 0.01 | |
Outfitter Financial Llc | $2.95M | 0.57 | 207,545 | -2.92% | -$88,937.49 | 2.42 | |
Davenport & Company | $2.94M | 0.56 | 206,842 | -0.48% | -$14,229.59 | 0.02 | |
BlackRock | $2.52M | 0.48 | 177,136 | +2.52% | +$61,943.26 | <0.0001 | |
Advisors Asset Management Inc | $2.31M | 0.44 | 162,487 | +6.57% | +$142,556.14 | 0.05 | |
Blair William Co Il | $2.2M | 0.42 | 154,864 | +0.22% | +$4,767.04 | 0.01 | |
LINSCO PRIVATE LEDGER CORP | $2.18M | 0.42 | 153,069 | -7.7% | -$181,745.49 | <0.01 | |
Morgan Stanley | $1.61M | 0.31 | 113,093 | +16.29% | +$225,477.10 | <0.0001 | |
Millennium Management LLC | $1.56M | 0.3 | 109,385 | -24.76% | -$512,294.38 | <0.01 | |
Pfg Advisors | $1.47M | 0.28 | 103,304 | -0.48% | -$7,115.00 | 0.12 | |
Baird Financial Group Inc | $1.31M | 0.25 | 92,348 | -8.51% | -$122,207.33 | <0.01 | |
Union Bankshares Corporation | $1.28M | 0.25 | 90,058 | -2.38% | -$31,305.99 | 0.11 | |
Susquehanna International Group | $1.15M | 0.22 | 80,560 | +79.51% | +$507,769.18 | <0.01 | |
Royal Bank of Canada | $1.03M | 0.2 | 72,406 | +1.1% | +$11,209.57 | <0.0001 | |
Citadel Advisors LLC | $1M | 0.19 | 70,465 | +36.44% | +$267,780.15 | <0.01 | |
Albert D Mason Inc | $975,000.00 | 0.19 | 68,541 | +1.04% | +$10,014.44 | 0.71 | |
Raymond James Associates | $683,216.00 | 0.13 | 48,012 | -3.2% | -$22,597.41 | <0.0001 | |
Garner Asset Management Corp | $588,000.00 | 0.11 | 41,333 | +9.11% | +$49,093.65 | 0.3 | |
Virtus ETF Advisers LLC | $573,113.00 | 0.11 | 40,275 | +83.09% | +$260,095.83 | 0.16 | |
UBS | $493,170.00 | 0.09 | 34,657 | +12.54% | +$54,956.36 | <0.0001 | |
Qube Research & Technologies | $470,173.00 | 0.09 | 33,041 | +308.42% | +$355,052.41 | <0.01 | |
Wedbush Securities Inc | $405,000.00 | 0.08 | 28,493 | -5.86% | -$25,187.24 | 0.02 | |
Sound Income Strategies | $395,065.00 | 0.08 | 27,763 | -10.8% | -$47,812.50 | 0.03 | |
Private Advisor Group | $364,874.00 | 0.07 | 25,641 | -0.13% | -$469.59 | <0.01 | |
Janney Montgomery Scott LLC | $328,000.00 | 0.06 | 23,059 | -3.25% | -$11,009.67 | <0.01 | |
Johnson Investment Counsel Inc | $310,100.00 | 0.06 | 21,792 | -3.5% | -$11,241.69 | <0.01 | |
Advisor Group Holdings Inc | $285,478.00 | 0.06 | 20,060 | -6.55% | -$20,009.08 | <0.01 | |
Trexquant Investment LP | $281,469.00 | 0.05 | 19,780 | +85.29% | +$129,563.97 | <0.01 | |
Jump Financial Llc | $243,860.00 | 0.05 | 17,137 | -17.61% | -$52,124.60 | <0.01 | |
Natixis | $216,182.00 | 0.04 | 15,192 | 0% | +$0 | <0.01 | |
Castle Rock Wealth Management, LLC | $204,700.00 | 0.04 | 14,375 | New | +$204,700.00 | 0.06 | |
Virtu Financial Llc | $198,000.00 | 0.04 | 13,938 | New | +$198,000.00 | 0.02 | |
Raymond James Financial Services Advisors Inc | $199,177.00 | 0.04 | 13,997 | -19.8% | -$49,178.80 | <0.0001 | |
Caldwell Sutter Capital Inc | $192,962.00 | 0.04 | 13,560 | -2.9% | -$5,763.25 | 0.1 | |
ExodusPoint Capital Management, LP | $182,000.00 | 0.04 | 12,765 | -1.19% | -$2,195.69 | <0.01 | |
Mercer Global Advisors Inc Adv | $184,000.00 | 0.04 | 12,950 | +9.29% | +$15,643.55 | <0.01 | |
CAPTRUST | $170,760.00 | 0.03 | 12,000 | 0% | +$0 | <0.0001 | |
International Assets Investment Management Llc | $144,861.00 | 0.03 | 10,325 | +1.32% | +$1,894.07 | <0.0001 | |
Evergreen Capital Management Llc | $147,608.00 | 0.03 | 10,373 | New | +$147,608.00 | 0.01 | |
Monograph Wealth | $142,300.00 | 0.03 | 10,000 | New | +$142,300.00 | 0.07 | |
State Of Wyoming | $120,713.00 | 0.02 | 8,483 | -39.08% | -$77,439.60 | 0.02 | |
North Star Investment Management Corp | $71,150.00 | 0.01 | 5,000 | 0% | +$0 | 0.01 | |
Wells Fargo | $68,990.00 | 0.01 | 4,848 | -54.47% | -$82,523.31 | <0.0001 | |
Bank of America | $59,609.00 | 0.01 | 4,189 | +49.77% | +$19,808.00 | <0.0001 | |
Quadrant Capital Group Llc | $37,198.00 | 0.01 | 2,614 | -5.87% | -$2,319.54 | <0.01 | |
SignatureFD | $33,967.00 | 0.01 | 2,387 | -13.89% | -$5,478.55 | <0.01 |