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Gladstone Investment Corporation (GAIN) 

NASDAQ
Market Cap
$509.61M
Sector
Financial Services
Industry
Asset Management
Rank in Sector
206 of 541
Rank in Industry
27 of 69

Largest Insider Buys in Sector

GAIN Stock Price History Chart

GAIN Stock Performance

About Gladstone Investment Corporation

Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund seeks to invest in companies with revenue between $20 million and $100 million. The fund invests in companies with EBITDA from $3 million to $20 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.

Insider Activity of Gladstone Investment Corporation

Over the last 12 months, insiders at Gladstone Investment Corporation have bought $76,501 and sold $0 worth of Gladstone Investment Corporation stock.

On average, over the past 5 years, insiders at Gladstone Investment Corporation have bought $254,922 and sold $492,390 worth of stock each year.

Highest buying activity among insiders over the last 12 months: DULLUM DAVID A R (President) — $200,897. Easton Rachael Z. (CFO and Treasurer) — $9,536.

The last purchase of 650 shares for transaction amount of $9,536 was made by Easton Rachael Z. (CFO and Treasurer) on 2023‑11‑06.

List of Insider Buy and Sell Transactions, Gladstone Investment Corporation

2023-11-06PurchaseEaston Rachael Z.CFO and Treasurer
650
0.0019%
$14.67$9,536-3.74%
2023-08-07PurchaseDULLUM DAVID A RPresident
5,000
0.0149%
$13.39$66,966+4.91%
2023-03-16PurchaseEaston Rachael Z.CFO and Treasurer
375
0.0011%
$13.12$4,920+3.49%
2023-03-14PurchaseDULLUM DAVID A RPresident
3,000
0.0089%
$12.84$38,520+4.18%
2023-02-06PurchaseWILKINSON WALTER Hdirector
3,661
0.011%
$13.96$51,108-0.73%
2022-12-16PurchaseDULLUM DAVID A RPresident
3,000
0.009%
$13.06$39,182+4.99%
2022-08-19PurchaseSmith Jennifer AChief Valuation Officer
100
0.0003%
$15.61$1,561-7.78%
2022-06-14PurchaseDULLUM DAVID A RPresident
4,000
0.0119%
$12.75$50,995+10.77%
2022-05-20PurchaseEaston Rachael Z.CFO and Treasurer
175
0.0005%
$14.52$2,540-0.89%
2022-02-24PurchaseDULLUM DAVID A RPresident
5,500
0.0163%
$14.56$80,105+0.19%
2022-02-23PurchaseEaston Rachael Z.CFO and Treasurer
200
0.0006%
$14.93$2,985+2.55%
2021-12-03PurchaseDULLUM DAVID A RPresident
3,000
0.0091%
$16.54$49,620-5.50%
2020-03-23PurchaseDULLUM DAVID A RPresident
2,500
0.008%
$6.80$17,000+59.68%
2020-03-23PurchaseBRUBAKER TERRY LEEChief Operating Officer
2,500
0.008%
$6.83$17,070+59.68%
2020-03-20PurchaseRYAN JULIAChief Financial Officer
2,500
0.0081%
$8.18$20,438+34.41%
2020-03-19PurchaseBRUBAKER TERRY LEEChief Operating Officer
2,500
0.0064%
$6.73$16,825+30.29%
2020-03-18PurchaseDULLUM DAVID A RPresident
8,000
0.0231%
$7.20$57,600+37.81%
2020-03-18PurchaseBRUBAKER TERRY LEEChief Operating Officer
2,500
0.0074%
$7.35$18,375+37.81%
2020-03-16PurchaseLiCalsi MichaelGeneral Counsel and Secretary
1,000
0.0031%
$8.73$8,735+22.72%
2020-03-12PurchaseDULLUM DAVID A RPresident
5,000
0.0154%
$8.99$44,950+16.89%

Insider Historical Profitability

7.78%
DULLUM DAVID A RPresident
149916
0.4177%
$13.89320+12.66%
Easton Rachael Z.CFO and Treasurer
1400
0.0039%
$13.8940+1.72%
GLADSTONE DAVIDCEO
666554
1.8572%
$13.89140+2.96%
WILKINSON WALTER Hdirector
26154
0.0729%
$13.8930+3.5%
STELLJES GEORGE IIICIO
20995
0.0585%
$13.8950<0.0001%
BRUBAKER TERRY LEEChief Operating Officer
16233
0.0452%
$13.89149+15.19%
Mead Gerarddirector
12466
0.0347%
$13.89130+1.84%
Watson David HibbertCFO and Treasurer
11580
0.0323%
$13.8980+14.85%
LiCalsi MichaelGeneral Counsel and Secretary
9144
0.0255%
$13.8950+13.24%
RYAN JULIAChief Financial Officer
4000
0.0111%
$13.8920+28.7%
Reilly Johndirector
4000
0.0111%
$13.8910+0.13%
ADELGREN PAUL Wdirector
3715
0.0104%
$13.8930<0.0001%
PARKER ANTHONY Wdirector
3584
0.01%
$13.8910<0.0001%
Merrick Caren Ddirector
1965
0.0055%
$13.8910+0.97%
OUTLAND JOHN Hdirector
1000
0.0028%
$13.8910<0.0001%
ENGLISH MICHELA Adirector
1000
0.0028%
$13.8910<0.0001%
BRILL HARRYChief Financial Officer
750
0.0021%
$13.8910<0.0001%
Perrigo MarkCFO
561
0.0016%
$13.8930<0.0001%
Smith Jennifer AChief Valuation Officer
100
0.0003%
$13.8910<0.0001%

Institutional Investor Ownership

Top Shareholders
Top Buyers
Top Sellers
New Shareholders
Sold-Out Shareholders
VanEck$10.02M1.92704,351+13.87%+$1.22M0.02
Legal & General$3.93M0.75276,290+7.32%+$268,400.91<0.01
Marshall Wace$3.42M0.66240,301+63.12%+$1.32M<0.01
Two Sigma$3.19M0.61224,334-25.38%-$1.09M0.01
Two Sigma Advisers LP$3.15M0.6221,542-14.87%-$550,701.060.01
Outfitter Financial Llc$2.95M0.57207,545-2.92%-$88,937.492.42
Davenport & Company$2.94M0.56206,842-0.48%-$14,229.590.02
BlackRock$2.52M0.48177,136+2.52%+$61,943.26<0.0001
Advisors Asset Management Inc$2.31M0.44162,487+6.57%+$142,556.140.05
Blair William Co Il$2.2M0.42154,864+0.22%+$4,767.040.01
LINSCO PRIVATE LEDGER CORP$2.18M0.42153,069-7.7%-$181,745.49<0.01
Morgan Stanley$1.61M0.31113,093+16.29%+$225,477.10<0.0001
Millennium Management LLC$1.56M0.3109,385-24.76%-$512,294.38<0.01
Pfg Advisors$1.47M0.28103,304-0.48%-$7,115.000.12
Baird Financial Group Inc$1.31M0.2592,348-8.51%-$122,207.33<0.01
Union Bankshares Corporation$1.28M0.2590,058-2.38%-$31,305.990.11
Susquehanna International Group$1.15M0.2280,560+79.51%+$507,769.18<0.01
Royal Bank of Canada$1.03M0.272,406+1.1%+$11,209.57<0.0001
Citadel Advisors LLC$1M0.1970,465+36.44%+$267,780.15<0.01
Albert D Mason Inc$975,000.000.1968,541+1.04%+$10,014.440.71
Raymond James Associates$683,216.000.1348,012-3.2%-$22,597.41<0.0001
Garner Asset Management Corp$588,000.000.1141,333+9.11%+$49,093.650.3
Virtus ETF Advisers LLC$573,113.000.1140,275+83.09%+$260,095.830.16
UBS$493,170.000.0934,657+12.54%+$54,956.36<0.0001
Qube Research & Technologies$470,173.000.0933,041+308.42%+$355,052.41<0.01
Wedbush Securities Inc$405,000.000.0828,493-5.86%-$25,187.240.02
Sound Income Strategies$395,065.000.0827,763-10.8%-$47,812.500.03
Private Advisor Group$364,874.000.0725,641-0.13%-$469.59<0.01
Janney Montgomery Scott LLC$328,000.000.0623,059-3.25%-$11,009.67<0.01
Johnson Investment Counsel Inc$310,100.000.0621,792-3.5%-$11,241.69<0.01
Advisor Group Holdings Inc$285,478.000.0620,060-6.55%-$20,009.08<0.01
Trexquant Investment LP$281,469.000.0519,780+85.29%+$129,563.97<0.01
Jump Financial Llc$243,860.000.0517,137-17.61%-$52,124.60<0.01
Natixis$216,182.000.0415,1920%+$0<0.01
Castle Rock Wealth Management, LLC$204,700.000.0414,375New+$204,700.000.06
Virtu Financial Llc$198,000.000.0413,938New+$198,000.000.02
Raymond James Financial Services Advisors Inc$199,177.000.0413,997-19.8%-$49,178.80<0.0001
Caldwell Sutter Capital Inc$192,962.000.0413,560-2.9%-$5,763.250.1
ExodusPoint Capital Management, LP$182,000.000.0412,765-1.19%-$2,195.69<0.01
Mercer Global Advisors Inc Adv$184,000.000.0412,950+9.29%+$15,643.55<0.01
CAPTRUST$170,760.000.0312,0000%+$0<0.0001
International Assets Investment Management Llc$144,861.000.0310,325+1.32%+$1,894.07<0.0001
Evergreen Capital Management Llc$147,608.000.0310,373New+$147,608.000.01
Monograph Wealth$142,300.000.0310,000New+$142,300.000.07
State Of Wyoming$120,713.000.028,483-39.08%-$77,439.600.02
North Star Investment Management Corp$71,150.000.015,0000%+$00.01
Wells Fargo$68,990.000.014,848-54.47%-$82,523.31<0.0001
Bank of America$59,609.000.014,189+49.77%+$19,808.00<0.0001
Quadrant Capital Group Llc$37,198.000.012,614-5.87%-$2,319.54<0.01
SignatureFD$33,967.000.012,387-13.89%-$5,478.55<0.01